SEBI & Exchange Compliance Services

Strategic Compliance Support for Capital Markets, IPOs, and Listed Entities

With ever-evolving regulations and increased scrutiny from SEBI and stock exchanges, ensuring robust compliance has become vital for listed and listing-ready companies. RRBP delivers end-to-end advisory and regulatory support for all SEBI and Exchange-related requirements — from IPO readiness to ongoing disclosure norms and governance. 

✅ Our SEBI & Exchange Services Include:

 IPO/FPO Services (Including SME IPO)

• Comprehensive support for Initial Public Offerings (IPO) and Follow-on Public Offerings (FPO) 

• Guidance for SME IPO listing including eligibility assessment, documentation, and due diligence 

• Coordination with merchant bankers, RTA, exchanges, and regulators 

• Assistance in post-listing compliance and reporting 

LODR (Listing Obligations & Disclosure Requirements) Compliance

• Ongoing and event-based compliance under SEBI LODR Regulations, 2015 

• Support in preparation and timely filing of quarterly, half-yearly, and annual disclosures 

• Advisory on board constitution, related party transactions, and governance frameworks 

Capital and Governance-Related Services

• Drafting and filing for right issues, bonus issues, and preferential allotments 

• Advisory and compliance for acquisitions, takeovers, and open offers 

• Handling FCCB, ADR, and GDR issuance and regulatory filings 

• Conducting corporate governance audits and risk assessments 

Reporting, Certifications & Compliance Filings

• Reconciliation of share capital audit and filing with exchanges 

• Preparation of annual reports and annual secretarial compliance reports 

• Postal ballot and e-voting support including appointment of scrutinizer 

• Compliance under Insider Trading regulations and formulation of codes of conduct 

• Handling SEBI registration and certification processes for intermediaries 

Exchange-Related Services

• Advisory and liaison for evocation of suspension from BSE/NSE 

• Filing of periodic and event-based forms with Stock Exchanges 

• FIU Registration (Financial Intelligence Unit) for reporting entities 

• Issuance of opinions on complex regulatory queries 

Why RRBP for SEBI & Exchange Compliance? 

• In-depth understanding of SEBI regulations and stock exchange mechanisms 

• Strong coordination with merchant bankers, legal counsels, and regulators 

• Proven track record in managing IPOs, preferential allotments, and governance matters 

• Custom retainership plans for listed companies and intermediaries

Plan. List. Comply. Grow. 

Whether you’re preparing to go public or already listed, RRBP helps you stay compliant, confident, and capital market-ready. 

Reach out today for a compliance review or IPO consultation.