Security Law & Capital Marketing
IPO & Public Issues
Rights & Bonus Issues
SEBI Registrations
Listing Compliance (LODR)
Takeover & Acquisition
Insider Trading Compliance
FCCB/ADR/GDR Issuance
Public Offering Services
- IPO planning and structuring
- Mainboard IPO advisory
- SME IPO assistance
- Follow-on Public Offer (FPO)
- Due diligence coordination
- Merchant banker coordination
- SEBI filing support
- RHP/DRHP preparation support
- Listing coordination
Corporate Actions
- Rights issue planning
- Bonus issue structuring
- Preferential allotment advisory
- SEBI compliance for preferential allotment
- Pricing guidelines compliance
- Shareholder approval processes
Registration Services
- Merchant Banker registration
- Stock Broker registration
- Portfolio Manager registration
- Investment Adviser registration
- Research Analyst registration
- Credit Rating Agency registration
- Debenture Trustee registration
- Foreign Portfolio Investor (FPI) registration
- Custodian registration
Ongoing Listing Compliance
- Quarterly compliance certification
- Corporate governance reporting
- Disclosures under Regulation 30
- Related party transaction disclosures
- Shareholding pattern reporting
- Annual report preparation
- Corporate announcements
- Material event disclosures
M&A Regulatory Support
- Takeover Code compliance (SEBI SAST)
- Open offer management
- Creeping acquisition compliance
- Voluntary delisting advisory
- Squeeze-out/drag-along processes
Insider Trading Framework
- Code of conduct for insider trading
- Trading window management
- PIT (Persons of Insider Trading) register maintenance
- UPSI (Unpublished Price Sensitive Information) handling
- Pre-clearance procedures
- Disclosure of trading by insiders
External Commercial Instruments
- Foreign Currency Convertible Bonds (FCCB)
- American Depositary Receipts (ADR)
- Global Depositary Receipts (GDR)
- ECB (External Commercial Borrowing) compliance
- RBI approval assistance