The policy documents a regulated entity must hold, kept current against a regulatory perimeter that moves — with impact assessed against your licence, not in the abstract.
Policy framework development
Risk management and corporate governance policies
Operational, outsourcing and record-retention policies
Cyber security and business continuity policies
AML/CFT policy and KYC manual
Drafting, benchmarking and periodic review
Board approval and implementation support
Data protection and DPDP Act, 2023 alignment
Conflict of interest and code of conduct policies
Regulatory change management
Tracking of IFSCA circulars, directions, FAQs and consultation papers
Monitoring of SEZ, DGFT, CBIC, MCA, RBI, SEBI and CBDT changes
Impact assessment notes specific to your licence and business model
Updates to policies, SOPs and the compliance calendar
Implementation support and deadline tracking
Licence condition and Letter of Approval amendment tracking
Tracking of Finance Act and Income-tax Act, 2025 amendments
Updates & capability building
Periodic regulatory update bulletins
Targeted alerts on changes affecting your entity
Management and personnel training sessions
Board and compliance-committee briefings
Annual compliance health check
Onboarding briefings for new joiners
Refresher sessions on AML/CFT and insider trading
Attendance records maintained for regulatory inspection
Why tracking is a service, not a newsletter. A circular only matters once someone has read it against your licence conditions, your PPM or your SOP set, and told you which of the three has to change. That translation is the work.
Whether you are setting up a new IFSC unit, restructuring an existing one, or need ongoing
compliance support for a regulated entity in India or a group company overseas — we would be glad to talk.
